Exempt Market Issuers

Outsourcing Administration for an Exempt Market Issuer

Exempt Market issuers have very unique needs compared to a traditional ‘friends and family’ or retail fund. We have a great deal of experience with fund administration in the exempt space.

1
Relationships with Leading Market Dealers

We have established processes with leading exempt market dealers such as Raintree and Pinnacle.

2
Laser-Focused on the Most Relevant Services

We also have established processes supporting intermediaries and trust companies providing registered plans such as Olympia and Computershare.

3
Tailored Offerings for What You Need

We understand that certain services such as determining NAV are not required for all product types. We focus on the services that you do need such as banking payments to investors, regulator-compliant investor account statements and transaction confirms, and providing a ‘book of record’ to eliminate the need for physical certificates.

Our Services

Fund Valuation
Sometimes also referred to as “Fund Accounting”, involves SGGG-FSI determining the NAVPU (Net Asset Value Per Unit) of a funds’ portfolio of assets.
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Unitholder Recordkeeping
Our URK department keeps accurate investor information, records transactions, processes payments on time, and responds to client queries professionally and promptly.
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Diamond Technology
For more than ten years we have used our own proprietary fund administration system. Keeping control of our own technology in a single integrated system means we can respond and adapt to our clients’ needs more quickly than competitors who lease several third-party programs to perform their work.
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Testimonial

“We have been working with SGGG for many years. We appreciate their accuracy, customer-centric mentality and willingness to assist in any way possible. It has been a pleasure to work with such a professional and caring group of individuals”

Get In Touch

To learn more about SGGG’s services, fill out our contact form.

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