Outsourcing administration for an Exempt Market Issuer

Exempt Market issuers have very unique needs versus a traditional ‘friends & family’ or Retail fund. We have a great deal of experience with fund administration in the exempt space. We have established processes with leading exempt market dealers such as Raintree and Pinnacle. We have established processes with supporting intermediaries and trust companies providing registered plans such as Olympia and Computershare. We understand that certain services such as determining NAV may not always be required for certain product types and we focus on the services you do need such as: banking payments to investors, regulator compliant investor account statements and transaction confirms, and providing a ‘book of record’ in order to eliminate the need for physical certificates. Contact us today to learn more about how we can help.